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XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Northern Trust Corp.

The latest disclosure was made by Steven L. Fradkin in Northern Trust Corp. where a trade of 4,318 Common Stock done at an average price of $110.3 was reported to US exchanges on March 1, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Steven L. Fradkin Vice Chairman Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 4,318 49,563 (0%) 0% 110.3 476,146 Common Stock
David W. Fox EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 2,318 19,075 (0%) 0% 110.3 255,606 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 11,684 64,756 (0%) 0% 110.3 1,288,395 Common Stock
Jane B. Karpinski Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 1,168 27,911 (0%) 0% 110.3 128,795 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 2,748 28,602 (0%) 0% 110.3 303,022 Common Stock
Peter B. Cherecwich Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 4,264 24,165 (0%) 0% 110.3 470,191 Common Stock
Jason J. Tyler President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 3,718 72,509 (0%) 0% 110.3 409,984 Common Stock
Teresa A. Parker President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 3,592 85,858 (0%) 0% 110.3 396,090 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 3,203 78,591 (0%) 0% 110.3 353,195 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 2,667 39,817 (0%) 0% 110.3 294,090 Common Stock
Alexandria Taylor Chief Administrative Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 1,001 43,882 (0%) 0% 110.3 110,380 Common Stock
Daniel E. Gamba President / Asset Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 1,300 67,909 (0%) 0% 110.3 143,351 Common Stock
John P. Landers Controller Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 315 8,079 (0%) 0% 110.3 34,735 Common Stock
Robert E. Moritz Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2025 255 255 (0%) 0% 0 Common Stock
Clive Bellows Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 01 Mar 2025 662 33,811 (0%) 0% 110.3 72,999 Common Stock
Clive Bellows Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2025 1,775 32,036 (0%) 0% 81.9 145,373 Common Stock
Jane B. Karpinski Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 113.16 per share. 21 Feb 2025 1,192 29,079 (0%) 0% 113.2 134,887 Common Stock
Teresa A. Parker President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 113.16 per share. 21 Feb 2025 1,757 89,450 (0%) 0% 113.2 198,822 Common Stock
Clive Bellows Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.71 per share. 21 Feb 2025 1,007 34,473 (0%) 0% 79.7 80,268 Common Stock
Steven L. Fradkin Vice Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 24,946 78,827 (0%) 0% 0 Common Stock
Steven L. Fradkin Vice Chairman Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 11,052 53,881 (0%) 0% 112.7 1,245,450 Common Stock
David W. Fox EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 698 21,393 (0%) 0% 112.7 78,658 Common Stock
David W. Fox EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 2,382 22,091 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 27,957 92,602 (0%) 0% 112.7 3,150,474 Common Stock
Michael G. O'Grady Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 63,107 155,709 (0%) 0% 0 Common Stock
Jane B. Karpinski Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 1,179 30,826 (0%) 0% 0 Common Stock
Jane B. Karpinski Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 555 30,271 (0%) 0% 112.7 62,543 Common Stock
Susan Cohen Levy EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 15,592 37,945 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 6,595 31,350 (0%) 0% 112.7 743,191 Common Stock
Peter B. Cherecwich Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 11,052 34,323 (0%) 0% 112.7 1,245,450 Common Stock
Peter B. Cherecwich Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 24,946 59,269 (0%) 0% 0 Common Stock
Jason J. Tyler President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 8,289 76,227 (0%) 0% 112.7 934,087 Common Stock
Jason J. Tyler President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 18,709 84,516 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 7,347 85,598 (0%) 0% 112.7 827,933 Common Stock
Thomas A. South Executive Vice President Sale of securities on an exchange or to another person at price $ 113.00 per share. 18 Feb 2025 3,804 81,794 (0%) 0% 113 429,852 Common Stock
Thomas A. South Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 18,190 92,945 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 15,592 48,979 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 6,495 42,484 (0%) 0% 112.7 731,922 Common Stock
Kelley Conway Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2025 828 13,963 (0%) 0% 0 Common Stock
Kelley Conway Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.27 per share. 18 Feb 2025 1,007 12,713 (0%) 0% 110.3 111,042 Common Stock
Kelley Conway Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 112.69 per share. 18 Feb 2025 243 13,720 (0%) 0% 112.7 27,384 Common Stock
Steven L. Fradkin Vice Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 8,278 53,881 (0%) 0% 0 Common Stock
David W. Fox EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 4,740 19,709 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 19,012 92,602 (0%) 0% 0 Common Stock
Jane B. Karpinski Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 12,411 29,647 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 5,519 22,353 (0%) 0% 0 Common Stock
Peter B. Cherecwich Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 7,737 34,323 (0%) 0% 0 Common Stock
Jason J. Tyler President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 7,358 65,807 (0%) 0% 0 Common Stock
Teresa A. Parker President/Asset Servicing Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 12,640 91,207 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 25,850 74,755 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 4,978 33,387 (0%) 0% 0 Common Stock
Alexandria Taylor Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 6,384 44,883 (0%) 0% 0 Common Stock
Daniel E. Gamba President / Asset Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 8,819 69,209 (0%) 0% 0 Common Stock
John P. Landers Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 754 8,394 (0%) 0% 0 Common Stock
Clive Bellows Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 8,814 35,480 (0%) 0% 0 Common Stock
Kelley Conway Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2025 2,783 13,135 (0%) 0% 0 Common Stock
John P. Landers Controller Sale of securities on an exchange or to another person at price $ 111.44 per share. 04 Feb 2025 900 7,640 (0%) 0% 111.4 100,296 Common Stock
Jane B. Karpinski Executive Vice President Sale of securities on an exchange or to another person at price $ 111.33 per share. 03 Feb 2025 2,262 17,236 (0%) 0% 111.3 251,828 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Jan 2025 1,780 59,082 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 70.21 per share. 30 Jan 2025 23,739 309,773 (0%) 0% 70.2 1,666,715 Common Stock
Michael G. O'Grady Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jan 2025 23,739 0 - - Employee Stock Option (right-to-buy)
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 113.21 per share. 30 Jan 2025 17,432 292,341 (0%) 0% 113.2 1,973,477 Common Stock
Jason J. Tyler President/Wealth Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jan 2025 2,968 0 - - Employee Stock Option (right-to-buy)
Jason J. Tyler President/Wealth Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 70.21 per share. 30 Jan 2025 2,968 60,686 (0%) 0% 70.2 208,383 Common Stock
Jason J. Tyler President/Wealth Management Sale of securities on an exchange or to another person at price $ 112.67 per share. 30 Jan 2025 2,237 58,449 (0%) 0% 112.7 252,043 Common Stock
Peter B. Cherecwich Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jan 2025 26,132 0 - - Employee Stock Option (right-to-buy)
Peter B. Cherecwich Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 88.06 per share. 29 Jan 2025 26,132 52,718 (0%) 0% 88.1 2,301,184 Common Stock
Peter B. Cherecwich Chief Operating Officer Sale of securities on an exchange or to another person at price $ 112.36 per share. 29 Jan 2025 26,132 26,586 (0%) 0% 112.4 2,936,192 Common Stock
M. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2025 419 419 (0%) 0% 0 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 102.54 per share. 01 Jan 2025 108 36,162 (0%) 0% 102.5 11,074 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 102.99 per share. 01 Jan 2025 79 32,880 (0%) 0% 103.0 8,136 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 102.50 per share. 01 Jan 2025 68 19,008 (0%) 0% 102.5 6,970 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 103.52 per share. 01 Jan 2025 89 35,262 (0%) 0% 103.5 9,213 Common Stock Units
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 104.93 per share. 01 Jan 2025 14 9,366 (0%) 0% 104.9 1,469 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 104.05 per share. 01 Jan 2025 60 10,206 (0%) 0% 104.1 6,243 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 102.69 per share. 31 Dec 2024 353 25,970 (0%) 0% 102.7 36,250 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 102.51 per share. 31 Dec 2024 154 26,124 (0%) 0% 102.5 15,787 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 102.61 per share. 31 Dec 2024 402 28,842 (0%) 0% 102.6 41,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 103.04 per share. 31 Dec 2024 159 29,002 (0%) 0% 103.0 16,383 Common Stock
Chandra Dhandapani Director Grant, award, or other acquisition of securities at price $ 102.61 per share. 31 Dec 2024 268 2,299 (0%) 0% 102.6 27,500 Common Stock
W. David Fox EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 276 14,969 (0%) 0% 110.3 30,446 Common Stock
Steven Fradkin L. Vice Chairman Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 475 45,603 (0%) 0% 110.3 52,397 Common Stock
Thomas South A. Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 851 48,905 (0%) 0% 110.3 93,874 Common Stock
Cherecwich Peter B. Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 475 26,586 (0%) 0% 110.3 52,397 Common Stock
G. O'Grady Michael Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 1,366 73,590 (0%) 0% 110.3 150,683 Common Stock
Teresa A. Parker President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 759 78,567 (0%) 0% 110.3 83,725 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 298 28,409 (0%) 0% 110.3 32,872 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 110.31 per share. 03 Dec 2024 298 16,834 (0%) 0% 110.3 32,872 Common Stock
Clive Bellows Executive Vice President 02 Dec 2024 168 26,666 (0%) 0% 110.6 18,588 Common Stock
Fradkin L. Steven Vice Chairman Sale of securities on an exchange or to another person at price $ 111.00 per share. 29 Nov 2024 4,550 47,797 (0%) 0% 111 505,050 Common Stock
Fradkin Steven L. Vice Chairman Sale of securities on an exchange or to another person at price $ 111.01 per share. 29 Nov 2024 4,550 153,962 (0%) 0% 111.0 505,096 Common Stock
Peter B. Cherecwich Chief Operating Officer Sale of securities on an exchange or to another person at price $ 105.18 per share. 07 Nov 2024 16,153 4,397 (0%) 0% 105.2 1,698,973 Common Stock
Thomas A. South Executive Vice President Sale of securities on an exchange or to another person at price $ 105.80 per share. 07 Nov 2024 5,000 49,756 (0%) 0% 105.8 529,000 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Oct 2024 1,990 57,302 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 28 Oct 2024 500 54,756 (0%) 0% 0 Common Stock
Steven L. Fradkin Vice Chairman Sale of securities on an exchange or to another person at price $ 100.52 per share. 25 Oct 2024 311 46,078 (0%) 0% 100.5 31,262 Common Stock
Steven L. Fradkin Vice Chairman Sale of securities on an exchange or to another person at price $ 100.50 per share. 25 Oct 2024 27,563 46,389 (0%) 0% 100.5 2,770,082 Common Stock
Steven L. Fradkin Vice Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 88.06 per share. 25 Oct 2024 27,874 73,952 (0%) 0% 88.1 2,454,584 Common Stock
Steven L. Fradkin Vice Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Oct 2024 27,874 0 - - Employee Stock Option (right-to-buy)
Jane B. Karpinski Executive Vice President Sale of securities on an exchange or to another person at price $ 100.96 per share. 25 Oct 2024 4,338 19,498 (0%) 0% 101.0 437,964 Common Stock
Susan Cohen Levy EVP and General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 70.21 per share. 25 Oct 2024 19,585 36,717 (0%) 0% 70.2 1,375,063 Common Stock
Susan Cohen Levy EVP and General Counsel Sale of securities on an exchange or to another person at price $ 102.26 per share. 25 Oct 2024 19,585 17,132 (0%) 0% 102.3 2,002,762 Common Stock
Susan Cohen Levy EVP and General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Oct 2024 19,585 0 - - Employee Stock Option (right-to-buy)
Teresa A. Parker President/Asset Servicing Sale of securities on an exchange or to another person at price $ 100.86 per share. 25 Oct 2024 4,439 79,326 (0%) 0% 100.9 447,718 Common Stock
Alexandria Taylor Chief Administrative Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 96.38 per share. 17 Oct 2024 3,523 38,499 (0%) 0% 96.4 339,547 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 89.28 per share. 01 Oct 2024 123 36,054 (0%) 0% 89.3 10,981 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 89.64 per share. 01 Oct 2024 90 32,801 (0%) 0% 89.6 8,068 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 89.75 per share. 01 Oct 2024 77 18,940 (0%) 0% 89.8 6,911 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 89.56 per share. 01 Oct 2024 102 35,172 (0%) 0% 89.6 9,135 Common Stock Units
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 91.06 per share. 01 Oct 2024 16 9,352 (0%) 0% 91.1 1,457 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 89.71 per share. 01 Oct 2024 69 10,145 (0%) 0% 89.7 6,190 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 90.17 per share. 30 Sep 2024 402 25,443 (0%) 0% 90.2 36,250 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 88.76 per share. 30 Sep 2024 173 25,616 (0%) 0% 88.8 15,356 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 88.87 per share. 30 Sep 2024 179 28,440 (0%) 0% 88.9 15,907 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 90.07 per share. 30 Sep 2024 458 28,261 (0%) 0% 90.1 41,250 Common Stock
Chandra Dhandapani Director Grant, award, or other acquisition of securities at price $ 90.16 per share. 30 Sep 2024 305 2,031 (0%) 0% 90.2 27,500 Common Stock
Charles A. Tribbett Director Sale of securities on an exchange or to another person at price $ 88.12 per share. 13 Sep 2024 1,855 1,000 (0%) 0% 88.1 163,463 Common Stock
Mark C. Gossett Executive Vice President Sale of securities on an exchange or to another person at price $ 88.90 per share. 27 Aug 2024 6,000 28,707 (0%) 0% 88.9 533,400 Common Stock
Teresa A. Parker Executive Vice President Sale of securities on an exchange or to another person at price $ 84.06 per share. 09 Aug 2024 5,883 83,765 (0%) 0% 84.1 494,525 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Jul 2024 2,250 55,312 (0%) 0% 0 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 83.84 per share. 01 Jul 2024 108 35,069 (0%) 0% 83.8 9,055 Common Stock Units
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 84.38 per share. 01 Jul 2024 129 35,930 (0%) 0% 84.4 10,885 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 84.18 per share. 01 Jul 2024 95 32,710 (0%) 0% 84.2 7,997 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 84.58 per share. 01 Jul 2024 81 18,862 (0%) 0% 84.6 6,851 Common Stock
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 84.94 per share. 01 Jul 2024 17 9,336 (0%) 0% 84.9 1,444 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 84.05 per share. 01 Jul 2024 73 10,076 (0%) 0% 84.1 6,136 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 84.16 per share. 30 Jun 2024 177 25,040 (0%) 0% 84.2 14,897 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 84.11 per share. 30 Jun 2024 431 24,863 (0%) 0% 84.1 36,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 84.01 per share. 30 Jun 2024 491 27,619 (0%) 0% 84.0 41,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 84.16 per share. 30 Jun 2024 183 27,802 (0%) 0% 84.2 15,401 Common Stock
Chandra Dhandapani Director Grant, award, or other acquisition of securities at price $ 84.52 per share. 30 Jun 2024 118 1,725 (0%) 0% 84.5 9,973 Common Stock
Chandra Dhandapani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 May 2024 1,607 1,607 (0%) 0% 0 Common Stock
Peter B. Cherecwich President/Asset Servicing Sale of securities on an exchange or to another person at price $ 87.09 per share. 15 May 2024 12,000 31,471 (0%) 0% 87.1 1,045,080 Common Stock
Steven L. Fradkin President/Wealth Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 58.25 per share. 01 May 2024 4,097 50,175 (0%) 0% 58.2 238,650 Common Stock
Steven L. Fradkin President/Wealth Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 May 2024 4,097 0 - - Employee Stock Option (right-to-buy)
Steven L. Fradkin President/Wealth Management Sale of securities on an exchange or to another person at price $ 82.56 per share. 01 May 2024 4,097 46,078 (0%) 0% 82.6 338,248 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 30 Apr 2024 2,400 53,062 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 23 Apr 2024 600 55,256 (0%) 0% 0 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 27,128 (0%) 0% 0 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 80.65 per share. 16 Apr 2024 69 25,306 (0%) 0% 80.7 5,565 Common Stock
Jay L. Henderson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 1,822 (0%) 0% 0 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 80.65 per share. 16 Apr 2024 69 8,180 (0%) 0% 80.7 5,565 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 10,002 (0%) 0% 0 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 79.56 per share. 16 Apr 2024 1,822 34,961 (0%) 0% 79.6 144,958 Common Stock Units
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 35,801 (0%) 0% 0 Common Stock
Charles D. Powell Advisory Director Sale or transfer of securities back to the company at price $ 81.82 per share. 16 Apr 2024 1,855 0 (0%) 0% 81.8 151,776 Common Stock
Charles D. Powell Advisory Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 1,822 - - Stock Units
Charles D. Powell Advisory Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Apr 2024 1,855 0 - - Stock Units
Charles D. Powell Advisory Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Apr 2024 1,855 1,855 (0%) 0% - Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 80.65 per share. 16 Apr 2024 69 30,792 (0%) 0% 80.7 5,565 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 32,614 (0%) 0% 0 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 18,781 (0%) 0% 0 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 80.65 per share. 16 Apr 2024 69 16,959 (0%) 0% 80.7 5,565 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 80.65 per share. 16 Apr 2024 69 22,609 (0%) 0% 80.7 5,565 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 24,431 (0%) 0% 0 Common Stock
David H.B. Smith Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 1,822 (0%) 0% 0 Common Stock
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 1,822 9,318 (0%) 0% 0 Common Stock
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 80.65 per share. 16 Apr 2024 69 7,496 (0%) 0% 80.7 5,565 Common Stock
Daniel E. Gamba President / Asset Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 87.77 per share. 03 Apr 2024 6,061 60,390 (0%) 0% 87.8 531,974 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 88.46 per share. 01 Apr 2024 122 35,834 (0%) 0% 88.5 10,792 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 89.01 per share. 01 Apr 2024 73 30,722 (0%) 0% 89.0 6,498 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 89.35 per share. 01 Apr 2024 60 16,889 (0%) 0% 89.4 5,361 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 88.79 per share. 01 Apr 2024 85 33,069 (0%) 0% 88.8 7,547 Common Stock Units
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 89.03 per share. 01 Apr 2024 116 23,565 (0%) 0% 89.0 10,327 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 89.46 per share. 01 Apr 2024 52 8,111 (0%) 0% 89.5 4,652 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 88.69 per share. 31 Mar 2024 147 22,539 (0%) 0% 88.7 13,038 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 89.07 per share. 31 Mar 2024 407 22,392 (0%) 0% 89.1 36,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 88.78 per share. 31 Mar 2024 152 25,236 (0%) 0% 88.8 13,494 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 89.09 per share. 31 Mar 2024 463 25,083 (0%) 0% 89.1 41,250 Common Stock
Steven L. Fradkin President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 4,042 46,078 (0%) 0% 81.9 331,040 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 10,673 74,956 (0%) 0% 81.9 874,119 Common Stock
Jane B. Karpinski Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 1,517 23,836 (0%) 0% 81.9 124,242 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 2,642 44,622 (0%) 0% 81.9 216,380 Common Stock
Peter B. Cherecwich President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 3,939 27,061 (0%) 0% 81.9 322,604 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 2,827 57,718 (0%) 0% 81.9 231,531 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 3,120 89,648 (0%) 0% 81.9 255,528 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 3,169 55,856 (0%) 0% 81.9 259,541 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 2,092 34,707 (0%) 0% 81.9 171,335 Common Stock
Alexandria Taylor Chief Human Resources Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 205 42,022 (0%) 0% 81.9 16,790 Common Stock
John P. Landers Controller Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.90 per share. 01 Mar 2024 306 8,540 (0%) 0% 81.9 25,061 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.15 per share. 22 Feb 2024 1,715 92,768 (0%) 0% 80.1 137,457 Common Stock
A. Parker Teresa Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 18,731 94,483 (0%) 0% 0 Common Stock
Fradkin Steven L. President/Wealth Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 58.25 per share. 21 Feb 2024 30,392 86,099 (0%) 0% 58.3 1,770,334 Common Stock
L. Steven Fradkin President/Wealth Management Sale of securities on an exchange or to another person at price $ 80.11 per share. 21 Feb 2024 30,392 55,707 (0%) 0% 80.1 2,434,703 Common Stock
G. O'Grady Michael Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 33,734 100,393 (0%) 0% 0 Common Stock
Alexandria Taylor Chief Human Resources Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 7,667 42,227 (0%) 0% 0 Common Stock
L. Steven Fradkin President/Wealth Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Feb 2024 30,392 4,097 - - Employee Stock Option (right-to-buy)
Cherecwich B. Peter President/Asset Servicing Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 11,731 36,446 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 7,361 36,799 (0%) 0% 0 Common Stock
Thomas South A. Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 9,047 59,025 (0%) 0% 0 Common Stock
Cohen Susan Levy EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 7,361 47,264 (0%) 0% 0 Common Stock
Steven L. Fradkin President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 11,731 55,707 (0%) 0% 0 Common Stock
Karpinski Jane Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 11,672 26,885 (0%) 0% 0 Common Stock
Landers John P. Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 1,183 8,846 (0%) 0% 0 Common Stock
Daniel Gamba President / Asset Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 11,731 66,451 (0%) 0% 0 Common Stock
Jason Tyler J. EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 10,121 60,545 (0%) 0% 0 Common Stock
Jane B. Karpinski Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2024 10,140 25,353 (0%) 0% 0 Common Stock
South A. Thomas Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 6,901 49,978 (0%) 0% 79.5 548,699 Common Stock
South Thomas A. Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 16,067 56,879 (0%) 0% 0 Common Stock
Mark Gossett C. Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 5,420 29,438 (0%) 0% 79.5 430,944 Common Stock
Jane Karpinski Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 402 15,213 (0%) 0% 79.5 31,963 Common Stock
G. Michael O'Grady Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 60,085 126,744 (0%) 0% 0 Common Stock
Cherecwich B. Peter President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 9,556 24,715 (0%) 0% 79.5 759,798 Common Stock
Steven Fradkin L. President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 10,141 43,976 (0%) 0% 79.5 806,311 Common Stock
G. Michael O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 26,618 66,659 (0%) 0% 79.5 2,116,397 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 15,407 57,250 (0%) 0% 0 Common Stock
Susan Levy Cohen EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 6,298 39,903 (0%) 0% 79.5 500,754 Common Stock
J. Tyler Jason EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.51 per share. 20 Feb 2024 6,826 50,424 (0%) 0% 79.5 542,735 Common Stock
Jane Karpinski Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 880 15,615 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 13,426 34,858 (0%) 0% 0 Common Stock
Steven Fradkin L. President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 22,890 66,866 (0%) 0% 0 Common Stock
Cherecwich B. Peter President/Asset Servicing Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 21,570 46,285 (0%) 0% 0 Common Stock
Susan Levy Cohen EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Feb 2024 15,407 46,201 (0%) 0% 0 Common Stock
Jason Tyler J. EVP & Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 60.85 per share. 06 Feb 2024 2,466 43,943 (0%) 0% 60.8 150,056 Common Stock
J. Tyler Jason EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 78.61 per share. 06 Feb 2024 2,100 41,843 (0%) 0% 78.6 165,081 Common Stock
J. Jason Tyler EVP & Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Feb 2024 2,466 0 - - Employee Stock Option (right-to-buy)
David Smith H.B. Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Jan 2024 2,500 48,807 (0%) 0% 0 Common Stock
G. O'Grady Michael Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 81.38 per share. 24 Jan 2024 20,333 224,097 (0%) 0% 81.4 1,654,700 Common Stock
Michael O'Grady G. Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2024 24,651 0 - - Employee Stock Option (right-to-buy)
Michael G. O'Grady Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 60.85 per share. 24 Jan 2024 24,651 244,430 (0%) 0% 60.8 1,500,013 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 84.99 per share. 01 Jan 2024 88 32,984 (0%) 0% 85.0 7,479 Common Stock Units
Linda Bynoe Walker Director Grant, award, or other acquisition of securities at price $ 84.75 per share. 01 Jan 2024 76 30,649 (0%) 0% 84.8 6,441 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 84.90 per share. 01 Jan 2024 126 35,712 (0%) 0% 84.9 10,697 Common Stock
Slark Martin P. Director Grant, award, or other acquisition of securities at price $ 85.71 per share. 01 Jan 2024 62 16,828 (0%) 0% 85.7 5,314 Common Stock
S. Marcy Klevorn Director Grant, award, or other acquisition of securities at price $ 85.39 per share. 01 Jan 2024 54 8,058 (0%) 0% 85.4 4,611 Common Stock
Prado Becerra Jose Luis Director Grant, award, or other acquisition of securities at price $ 84.58 per share. 01 Jan 2024 121 23,448 (0%) 0% 84.6 10,234 Common Stock
Harrison Dean M. Director Grant, award, or other acquisition of securities at price $ 84.53 per share. 31 Dec 2023 488 24,465 (0%) 0% 84.5 41,250 Common Stock
Thompson Donald Director Grant, award, or other acquisition of securities at price $ 84.60 per share. 31 Dec 2023 149 21,984 (0%) 0% 84.6 12,605 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 84.50 per share. 31 Dec 2023 429 21,835 (0%) 0% 84.5 36,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 84.51 per share. 31 Dec 2023 154 24,619 (0%) 0% 84.5 13,014 Common Stock
Alexandria Taylor Chief Human Resources Officer 31 Dec 2023 51 34,560 (0%) 0% 85.7 4,372 Common Stock
Susan Levy Cohen EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.36 per share. 05 Dec 2023 291 30,794 (0%) 0% 80.4 23,385 Common Stock
Steven Fradkin L. President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.36 per share. 05 Dec 2023 465 43,976 (0%) 0% 80.4 37,367 Common Stock
Parker Teresa A. Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.36 per share. 05 Dec 2023 670 75,752 (0%) 0% 80.4 53,841 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.36 per share. 05 Dec 2023 1,282 66,659 (0%) 0% 80.4 103,022 Common Stock
C. Gossett Mark Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 80.36 per share. 05 Dec 2023 291 21,432 (0%) 0% 80.4 23,385 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Jul 2023 2,600 43,087 (0%) 0% 0 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 74.29 per share. 01 Jul 2023 141 35,432 (0%) 0% 74.3 10,475 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 74.21 per share. 01 Jul 2023 85 30,481 (0%) 0% 74.2 6,308 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 74.36 per share. 01 Jul 2023 70 16,689 (0%) 0% 74.4 5,205 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 74.76 per share. 01 Jul 2023 98 32,789 (0%) 0% 74.8 7,326 Common Stock Units
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 74.25 per share. 01 Jul 2023 135 23,181 (0%) 0% 74.3 10,024 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 75.27 per share. 01 Jul 2023 60 7,938 (0%) 0% 75.3 4,516 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 74.35 per share. 30 Jun 2023 156 20,709 (0%) 0% 74.3 11,598 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 74.28 per share. 30 Jun 2023 488 20,553 (0%) 0% 74.3 36,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 74.19 per share. 30 Jun 2023 556 23,043 (0%) 0% 74.2 41,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 74.34 per share. 30 Jun 2023 160 23,203 (0%) 0% 74.3 11,895 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 28 Apr 2023 2,700 40,487 (0%) 0% 0 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 33,436 (0%) 0% 79.2 3,962 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 35,291 (0%) 0% 0 Common Stock
Charles D. Powell Advisory Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 1,855 - - Stock Units
Charles D. Powell Advisory Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Apr 2023 1,343 1,343 (0%) 0% - Common Stock
Charles D. Powell Advisory Director Sale or transfer of securities back to the company at price $ 80.80 per share. 25 Apr 2023 1,343 0 (0%) 0% 80.8 108,514 Common Stock
Charles D. Powell Advisory Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Apr 2023 1,343 0 - - Stock Units
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 30,396 (0%) 0% 0 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 28,541 (0%) 0% 79.2 3,962 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 16,619 (0%) 0% 0 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 14,764 (0%) 0% 79.2 3,962 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 78.16 per share. 25 Apr 2023 1,855 32,690 (0%) 0% 78.2 144,987 Common Stock Units
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 20,064 (0%) 0% 0 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 18,209 (0%) 0% 79.2 3,962 Common Stock
David H.B. Smith Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 1,855 (0%) 0% 0 Common Stock
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 7,427 (0%) 0% 0 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 21,191 (0%) 0% 79.2 3,962 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 23,046 (0%) 0% 0 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 22,487 (0%) 0% 0 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 20,632 (0%) 0% 79.2 3,962 Common Stock
Jay L. Henderson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 1,855 (0%) 0% 0 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 79.24 per share. 25 Apr 2023 50 6,022 (0%) 0% 79.2 3,962 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Apr 2023 1,855 7,877 (0%) 0% 0 Common Stock
Daniel Gamba President / Asset Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2023 54,720 54,720 (0%) 0% 0 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 88.24 per share. 01 Apr 2023 106 33,385 (0%) 0% 88.2 9,353 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 88.46 per share. 01 Apr 2023 59 28,490 (0%) 0% 88.5 5,219 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 89.65 per share. 01 Apr 2023 46 14,714 (0%) 0% 89.7 4,124 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 88.97 per share. 01 Apr 2023 70 30,784 (0%) 0% 89.0 6,228 Common Stock Units
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 88.17 per share. 01 Apr 2023 101 21,140 (0%) 0% 88.2 8,905 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 88.26 per share. 01 Apr 2023 39 5,971 (0%) 0% 88.3 3,442 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 88.34 per share. 31 Mar 2023 115 18,158 (0%) 0% 88.3 10,159 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 88.20 per share. 31 Mar 2023 411 18,043 (0%) 0% 88.2 36,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 88.14 per share. 31 Mar 2023 468 20,463 (0%) 0% 88.1 41,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 88.22 per share. 31 Mar 2023 118 20,581 (0%) 0% 88.2 10,410 Common Stock
Lauren E Allnutt EVP & Controller Sale of securities on an exchange or to another person at price $ 87.30 per share. 09 Mar 2023 559 5,576 (0%) 0% 87.3 48,801 Common Stock
Steven L. Fradkin President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 3,895 44,441 (0%) 0% 94.5 368,039 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 9,845 67,941 (0%) 0% 94.5 930,254 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 2,636 26,085 (0%) 0% 94.5 249,076 Common Stock
Peter B. Cherecwich President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 3,765 25,180 (0%) 0% 94.5 355,755 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 2,044 39,727 (0%) 0% 94.5 193,138 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 2,218 76,422 (0%) 0% 94.5 209,579 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 2,585 40,812 (0%) 0% 94.5 244,257 Common Stock
Lauren E Allnutt EVP & Controller Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 235 6,135 (0%) 0% 94.5 22,205 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.49 per share. 01 Mar 2023 1,753 21,723 (0%) 0% 94.5 165,641 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 93.70 per share. 22 Feb 2023 1,418 78,640 (0%) 0% 93.7 132,867 Common Stock
Teresa A. Parker Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Feb 2023 17,950 80,058 (0%) 0% 0 Common Stock
Lauren E Allnutt EVP & Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Feb 2023 1,836 6,370 (0%) 0% 0 Common Stock
Alexandria Taylor Chief Human Resources Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Feb 2023 2,794 37,309 (0%) 0% 0 Common Stock
Steven L. Fradkin President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 14,844 57,094 (0%) 0% 0 Common Stock
Steven L. Fradkin President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 5,046 42,250 (0%) 0% 94.7 477,856 Common Stock
Steven L. Fradkin President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 11,472 53,722 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 39,114 98,858 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 17,328 59,744 (0%) 0% 94.7 1,640,962 Common Stock
Michael G. O'Grady Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 31,660 91,404 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 3,104 22,791 (0%) 0% 94.7 293,949 Common Stock
Susan Cohen Levy EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 7,170 29,961 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 10,431 25,895 (0%) 0% 0 Common Stock
Peter B. Cherecwich President/Asset Servicing Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 11,472 34,152 (0%) 0% 0 Common Stock
Peter B. Cherecwich President/Asset Servicing Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 14,041 36,721 (0%) 0% 0 Common Stock
Peter B. Cherecwich President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 4,676 22,680 (0%) 0% 94.7 442,817 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 1,007 32,902 (0%) 0% 94.7 95,363 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 3,439 33,909 (0%) 0% 0 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 9,386 42,288 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 8,669 44,317 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 9,629 38,516 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 2,868 35,648 (0%) 0% 94.7 271,600 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 7,170 23,560 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 94.70 per share. 21 Feb 2023 846 16,390 (0%) 0% 94.7 80,116 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2023 2,723 17,236 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 52.69 per share. 07 Feb 2023 28,469 59,744 (0%) 0% 52.7 1,500,032 Common Stock
Michael G. O'Grady Director, Chairman and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Feb 2023 28,469 0 - - Employee Stock Option (right-to-buy)
Jason J. Tyler EVP & Chief Financial Officer Sale of securities on an exchange or to another person at price $ 96.98 per share. 06 Feb 2023 1,764 30,470 (0%) 0% 97.0 171,073 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Feb 2023 2,491 0 - - Employee Stock Option (right-to-buy)
Jason J. Tyler EVP & Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 52.69 per share. 06 Feb 2023 2,491 32,234 (0%) 0% 52.7 131,251 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Jan 2023 2,160 36,444 (0%) 0% 0 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 89.22 per share. 01 Jan 2023 58 28,431 (0%) 0% 89.2 5,175 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 88.91 per share. 01 Jan 2023 46 14,667 (0%) 0% 88.9 4,090 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 89.52 per share. 01 Jan 2023 69 30,714 (0%) 0% 89.5 6,177 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 89.82 per share. 01 Jan 2023 38 5,932 (0%) 0% 89.8 3,413 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 88.71 per share. 31 Dec 2022 310 33,177 (0%) 0% 88.7 27,500 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 88.67 per share. 31 Dec 2022 102 33,279 (0%) 0% 88.7 9,044 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 88.63 per share. 31 Dec 2022 409 17,521 (0%) 0% 88.6 36,250 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 88.81 per share. 31 Dec 2022 110 17,632 (0%) 0% 88.8 9,769 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 88.71 per share. 31 Dec 2022 310 20,942 (0%) 0% 88.7 27,500 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 88.64 per share. 31 Dec 2022 97 21,039 (0%) 0% 88.6 8,598 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 88.52 per share. 31 Dec 2022 466 19,882 (0%) 0% 88.5 41,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 89.09 per share. 31 Dec 2022 112 19,995 (0%) 0% 89.1 9,978 Common Stock
Steven L. Fradkin President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.19 per share. 05 Dec 2022 419 42,250 (0%) 0% 90.2 37,790 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.19 per share. 05 Dec 2022 1,060 59,744 (0%) 0% 90.2 95,601 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.19 per share. 05 Dec 2022 262 68,930 (0%) 0% 90.2 23,630 Common Stock
Peter B. Cherecwich President/Asset Servicing Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.19 per share. 05 Dec 2022 419 22,680 (0%) 0% 90.2 37,790 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.19 per share. 05 Dec 2022 545 62,109 (0%) 0% 90.2 49,154 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.19 per share. 05 Dec 2022 262 14,513 (0%) 0% 90.2 23,630 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Oct 2022 2,360 34,284 (0%) 0% 0 Common Stock
Alexandria Taylor Chief Human Resources Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Oct 2022 34,515 34,515 (0%) 0% 0 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 86.93 per share. 01 Oct 2022 59 28,373 (0%) 0% 86.9 5,129 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 86.26 per share. 01 Oct 2022 47 14,620 (0%) 0% 86.3 4,054 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 86.23 per share. 01 Oct 2022 71 30,644 (0%) 0% 86.2 6,122 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 86.74 per share. 01 Oct 2022 39 5,893 (0%) 0% 86.7 3,383 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 85.67 per share. 30 Sep 2022 321 32,764 (0%) 0% 85.7 27,500 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 86.39 per share. 30 Sep 2022 101 32,866 (0%) 0% 86.4 8,725 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 85.70 per share. 30 Sep 2022 423 17,002 (0%) 0% 85.7 36,250 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 85.94 per share. 30 Sep 2022 109 17,112 (0%) 0% 85.9 9,368 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 85.67 per share. 30 Sep 2022 321 20,534 (0%) 0% 85.7 27,500 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 86.30 per share. 30 Sep 2022 96 20,631 (0%) 0% 86.3 8,285 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 85.86 per share. 30 Sep 2022 111 19,416 (0%) 0% 85.9 9,531 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 85.58 per share. 30 Sep 2022 482 19,304 (0%) 0% 85.6 41,250 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 29 Jul 2022 2,040 31,924 (0%) 0% 0 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 99.02 per share. 01 Jul 2022 48 28,313 (0%) 0% 99.0 4,753 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 98.84 per share. 01 Jul 2022 38 14,573 (0%) 0% 98.8 3,756 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 97.81 per share. 01 Jul 2022 58 30,572 (0%) 0% 97.8 5,673 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 97.97 per share. 01 Jul 2022 32 5,854 (0%) 0% 98.0 3,135 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 96.75 per share. 30 Jun 2022 302 32,362 (0%) 0% 96.7 29,217 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 98.45 per share. 30 Jun 2022 80 32,443 (0%) 0% 98.5 7,876 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 98.05 per share. 30 Jun 2022 86 16,578 (0%) 0% 98.0 8,432 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 96.73 per share. 30 Jun 2022 357 16,492 (0%) 0% 96.7 34,533 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 98.39 per share. 30 Jun 2022 76 20,213 (0%) 0% 98.4 7,478 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 96.49 per share. 30 Jun 2022 285 20,136 (0%) 0% 96.5 27,500 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 98.09 per share. 30 Jun 2022 87 18,822 (0%) 0% 98.1 8,534 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 96.60 per share. 30 Jun 2022 427 18,735 (0%) 0% 96.6 41,250 Common Stock
Michael G. O'Grady Director, Chairman and CEO Gift of securities by or to the insider at price $ 0.00 per share. 18 May 2022 5,459 5,459 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Gift of securities by or to the insider at price $ 0.00 per share. 18 May 2022 5,460 5,460 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Gift of securities by or to the insider at price $ 0.00 per share. 18 May 2022 5,460 5,460 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Gift of securities by or to the insider at price $ 0.00 per share. 18 May 2022 16,379 0 (0%) 0% 0 Common Stock
Steven L. Fradkin President/Wealth Management Gift of securities by or to the insider at price $ 0.00 per share. 16 May 2022 8,000 42,432 (0%) 0% 0 Common Stock
Steven L. Fradkin President/Wealth Management Gift of securities by or to the insider at price $ 0.00 per share. 16 May 2022 8,000 136,437 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Gift of securities by or to the insider at price $ 0.00 per share. 13 May 2022 12,137 0 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Gift of securities by or to the insider at price $ 0.00 per share. 13 May 2022 12,137 12,137 (0%) 0% 0 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 29 Apr 2022 1,840 29,884 (0%) 0% 0 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 30,717 (0%) 0% 108.6 3,259 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 32,060 (0%) 0% 0 Common Stock
Charles D. Powell Advisory Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Apr 2022 1,164 0 - - Stock Units
Charles D. Powell Advisory Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 1,343 - - Stock Units
Charles D. Powell Advisory Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Apr 2022 1,164 1,164 (0%) 0% - Common Stock
Charles D. Powell Advisory Director Sale or transfer of securities back to the company at price $ 107.93 per share. 26 Apr 2022 1,164 0 (0%) 0% 107.9 125,631 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 26,921 (0%) 0% 108.6 3,259 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 28,264 (0%) 0% 0 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 14,535 (0%) 0% 0 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 13,192 (0%) 0% 108.6 3,259 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 14,535 (0%) 0% 0 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 13,192 (0%) 0% 108.6 3,259 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 107.93 per share. 26 Apr 2022 1,343 30,514 (0%) 0% 107.9 144,950 Common Stock Units
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 16,134 (0%) 0% 0 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 14,791 (0%) 0% 108.6 3,259 Common Stock
David H.B. Smith Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 1,343 (0%) 0% 0 Common Stock
Siddharth N. Mehta Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 5,572 (0%) 0% 0 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 18,508 (0%) 0% 108.6 3,259 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 19,851 (0%) 0% 0 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 16,964 (0%) 0% 108.6 3,259 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 18,307 (0%) 0% 0 Common Stock
Jay L. Henderson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 12,739 (0%) 0% 0 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 108.63 per share. 26 Apr 2022 30 4,479 (0%) 0% 108.6 3,259 Common Stock
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2022 1,343 5,822 (0%) 0% 0 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 118.03 per share. 01 Apr 2022 33 26,891 (0%) 0% 118.0 3,895 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 116.16 per share. 01 Apr 2022 25 13,161 (0%) 0% 116.2 2,904 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 117.24 per share. 01 Apr 2022 41 29,141 (0%) 0% 117.2 4,807 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 120.37 per share. 01 Apr 2022 19 4,449 (0%) 0% 120.4 2,287 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 117.21 per share. 31 Mar 2022 58 30,686 (0%) 0% 117.2 6,798 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 116.78 per share. 31 Mar 2022 289 30,628 (0%) 0% 116.8 33,750 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 117.02 per share. 31 Mar 2022 63 14,761 (0%) 0% 117.0 7,372 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 116.73 per share. 31 Mar 2022 257 14,697 (0%) 0% 116.7 30,000 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 116.53 per share. 31 Mar 2022 236 18,422 (0%) 0% 116.5 27,500 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 117.04 per share. 31 Mar 2022 55 18,478 (0%) 0% 117.0 6,437 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 116.53 per share. 31 Mar 2022 354 16,870 (0%) 0% 116.5 41,250 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 115.73 per share. 31 Mar 2022 64 16,934 (0%) 0% 115.7 7,407 Common Stock
Lauren E Allnutt EVP & Controller Sale of securities on an exchange or to another person at price $ 105.61 per share. 10 Mar 2022 393 4,534 (0%) 0% 105.6 41,505 Common Stock
Steven L. Fradkin President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 3,627 42,669 (0%) 0% 109.1 395,851 Common Stock
St Joyce Clair Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 2,746 16,830 (0%) 0% 109.1 299,698 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 8,841 60,804 (0%) 0% 109.1 964,907 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 2,557 52,292 (0%) 0% 109.1 279,071 Common Stock
Peter B. Cherecwich President/C&IS Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 3,463 23,099 (0%) 0% 109.1 377,952 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 1,305 29,743 (0%) 0% 109.1 142,428 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 1,273 62,654 (0%) 0% 109.1 138,935 Common Stock
Shundrawn A Thomas President / Asset Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 3,208 63,800 (0%) 0% 109.1 350,121 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 2,199 28,887 (0%) 0% 109.1 239,999 Common Stock
Lauren E Allnutt EVP & Controller Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 167 4,927 (0%) 0% 109.1 18,226 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.14 per share. 01 Mar 2022 1,526 14,775 (0%) 0% 109.1 166,548 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 121.75 per share. 17 Feb 2022 1,299 49,349 (0%) 0% 121.7 158,153 Common Stock
Shundrawn A Thomas President / Asset Management Gift of securities by or to the insider at price $ 0.00 per share. 09 Feb 2022 1,000 56,659 (0%) 0% 0 Common Stock
David H.B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 31 Jan 2022 1,730 28,044 (0%) 0% 0 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Jan 2022 3,437 0 - - Employee Stock Option (right-to-buy)
Jason J. Tyler EVP & Chief Financial Officer Sale of securities on an exchange or to another person at price $ 115.60 per share. 31 Jan 2022 1,936 23,286 (0%) 0% 115.6 223,802 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 43.65 per share. 31 Jan 2022 3,437 25,222 (0%) 0% 43.6 150,025 Common Stock
Steven L. Fradkin President/Wealth Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 4,404 40,962 (0%) 0% 132.2 582,033 Common Stock
Steven L. Fradkin President/Wealth Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 12,401 53,363 (0%) 0% 0 Common Stock
St Joyce Clair Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 3,031 16,148 (0%) 0% 132.2 400,577 Common Stock
St Joyce Clair Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 9,301 25,449 (0%) 0% 0 Common Stock
Michael G. O'Grady Director, Chairman and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 11,761 55,692 (0%) 0% 132.2 1,554,334 Common Stock
Michael G. O'Grady Director, Chairman and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 29,021 84,713 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 8,811 51,196 (0%) 0% 0 Common Stock
Susan Cohen Levy EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 2,815 48,381 (0%) 0% 132.2 372,030 Common Stock
Peter B. Cherecwich President/C&IS Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 4,259 21,001 (0%) 0% 132.2 562,869 Common Stock
Peter B. Cherecwich President/C&IS Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 12,075 33,076 (0%) 0% 0 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 179 21,785 (0%) 0% 132.2 23,657 Common Stock
Jason J. Tyler EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 517 21,964 (0%) 0% 0 Common Stock
Shundrawn A Thomas President / Asset Management Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 8,811 60,473 (0%) 0% 0 Common Stock
Shundrawn A Thomas President / Asset Management Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 2,814 57,659 (0%) 0% 132.2 371,898 Common Stock
Thomas A. South Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 4,196 24,817 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 1,277 23,540 (0%) 0% 132.2 168,768 Common Stock
Mark C. Gossett Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jan 2022 843 10,125 (0%) 0% 0 Common Stock
Mark C. Gossett Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 132.16 per share. 18 Jan 2022 292 9,833 (0%) 0% 132.2 38,591 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 121.00 per share. 01 Jan 2022 32 26,857 (0%) 0% 121 3,872 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 120.29 per share. 01 Jan 2022 24 13,136 (0%) 0% 120.3 2,887 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 122.59 per share. 01 Jan 2022 39 29,099 (0%) 0% 122.6 4,781 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 119.63 per share. 01 Jan 2022 19 4,429 (0%) 0% 119.6 2,273 Common Stock
Steven L. Fradkin President/Wealth Management Other type of transaction at price $ 125.68 per share. 15 Nov 2021 64,000 120,435 (0%) 0% 125.7 8,043,520 Common Stock
Steven L. Fradkin President/Wealth Management Other type of transaction at price $ 125.68 per share. 15 Nov 2021 64,000 11,000 (0%) 0% 125.7 8,043,520 Common Stock
St Joyce Clair Executive Vice President Sale of securities on an exchange or to another person at price $ 125.00 per share. 03 Nov 2021 9,395 31,652 (0%) 0% 125 1,174,375 Common Stock
David B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 29 Oct 2021 1,650 26,314 (0%) 0% 0 Common Stock
Peter B. Cherecwich President/C&IS Sale of securities on an exchange or to another person at price $ 126.25 per share. 22 Oct 2021 3,568 0 (0%) 0% 126.3 450,460 Common Stock
Peter B. Cherecwich President/C&IS Sale of securities on an exchange or to another person at price $ 126.24 per share. 22 Oct 2021 8,347 0 (0%) 0% 126.2 1,053,725 Common Stock
Teresa A. Parker Executive Vice President Sale of securities on an exchange or to another person at price $ 125.22 per share. 22 Oct 2021 4,000 51,052 (0%) 0% 125.2 500,880 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 109.94 per share. 01 Oct 2021 35 26,825 (0%) 0% 109.9 3,848 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 110.35 per share. 01 Oct 2021 26 13,112 (0%) 0% 110.3 2,869 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 110.51 per share. 01 Oct 2021 43 29,059 (0%) 0% 110.5 4,752 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 112.95 per share. 01 Oct 2021 20 4,410 (0%) 0% 113.0 2,259 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 110.82 per share. 30 Sep 2021 57 30,011 (0%) 0% 110.8 6,317 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 107.97 per share. 30 Sep 2021 301 29,953 (0%) 0% 108.0 32,500 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 107.91 per share. 30 Sep 2021 278 14,066 (0%) 0% 107.9 30,000 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 109.78 per share. 30 Sep 2021 63 14,129 (0%) 0% 109.8 6,916 Common Stock
Thomas E. Richard Director Grant, award, or other acquisition of securities at price $ 107.84 per share. 30 Sep 2021 255 14,376 (0%) 0% 107.8 27,500 Common Stock
Thomas E. Richard Director Grant, award, or other acquisition of securities at price $ 109.43 per share. 30 Sep 2021 58 14,434 (0%) 0% 109.4 6,347 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 109.56 per share. 30 Sep 2021 55 17,904 (0%) 0% 109.6 6,026 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 107.84 per share. 30 Sep 2021 255 17,849 (0%) 0% 107.8 27,500 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 110.13 per share. 30 Sep 2021 62 16,122 (0%) 0% 110.1 6,828 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 107.82 per share. 30 Sep 2021 371 16,059 (0%) 0% 107.8 40,000 Common Stock
Teresa A. Parker Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 115.62 per share. 23 Aug 2021 612 55,052 (0%) 0% 115.6 70,759 Common Stock
St Joyce Clair Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 88.06 per share. 11 Aug 2021 26,132 66,285 (0%) 0% 88.1 2,301,184 Common Stock
St Joyce Clair Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2021 26,132 0 - - Employee Stock Option (right-to-buy)
St Joyce Clair Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Aug 2021 23,739 0 - - Employee Stock Option (right-to-buy)
St Joyce Clair Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 11 Aug 2021 3,192 41,047 (0%) 0% 0 Common Stock
St Joyce Clair Executive Vice President Sale of securities on an exchange or to another person at price $ 116.00 per share. 11 Aug 2021 49,871 16,414 (0%) 0% 116 5,785,036 Common Stock
St Joyce Clair Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 70.21 per share. 11 Aug 2021 23,739 40,153 (0%) 0% 70.2 1,666,715 Common Stock
David B. Smith Director Gift of securities by or to the insider at price $ 0.00 per share. 30 Jul 2021 1,780 24,664 (0%) 0% 0 Common Stock
Thomas A. South Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 28 Jul 2021 444 22,609 (0%) 0% 0 Common Stock
Shundrawn A Thomas President / Asset Management Sale of securities on an exchange or to another person at price $ 112.47 per share. 27 Jul 2021 5,000 51,662 (0%) 0% 112.5 562,350 Common Stock
Shundrawn A Thomas President / Asset Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jul 2021 5,000 0 - - Employee Stock Option (right-to-buy)
Shundrawn A Thomas President / Asset Management Exercise or conversion of derivative security received from the company (such as an option) at price $ 58.25 per share. 27 Jul 2021 5,000 56,662 (0%) 0% 58.3 291,250 Common Stock
Linda Walker Bynoe Director Grant, award, or other acquisition of securities at price $ 119.53 per share. 01 Jul 2021 32 26,789 (0%) 0% 119.5 3,825 Common Stock
Martin P. Slark Director Grant, award, or other acquisition of securities at price $ 118.79 per share. 01 Jul 2021 24 13,086 (0%) 0% 118.8 2,851 Common Stock
Susan Crown Director Grant, award, or other acquisition of securities at price $ 118.02 per share. 01 Jul 2021 40 28,999 (0%) 0% 118.0 4,721 Common Stock Units
Marcy S. Klevorn Director Grant, award, or other acquisition of securities at price $ 118.16 per share. 01 Jul 2021 19 4,389 (0%) 0% 118.2 2,245 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 117.30 per share. 30 Jun 2021 50 29,650 (0%) 0% 117.3 5,865 Common Stock
Charles A. Tribbett Director Grant, award, or other acquisition of securities at price $ 115.66 per share. 30 Jun 2021 281 29,600 (0%) 0% 115.7 32,500 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 117.26 per share. 30 Jun 2021 57 13,787 (0%) 0% 117.3 6,684 Common Stock
Donald Thompson Director Grant, award, or other acquisition of securities at price $ 115.62 per share. 30 Jun 2021 273 13,730 (0%) 0% 115.6 31,565 Common Stock
Thomas E. Richard Director Grant, award, or other acquisition of securities at price $ 117.90 per share. 30 Jun 2021 52 14,121 (0%) 0% 117.9 6,131 Common Stock
Thomas E. Richard Director Grant, award, or other acquisition of securities at price $ 115.80 per share. 30 Jun 2021 251 14,068 (0%) 0% 115.8 29,066 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 116.03 per share. 30 Jun 2021 237 17,544 (0%) 0% 116.0 27,500 Common Stock
Jose Luis Prado Becerra Director Grant, award, or other acquisition of securities at price $ 116.42 per share. 30 Jun 2021 50 17,594 (0%) 0% 116.4 5,821 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 115.94 per share. 30 Jun 2021 345 15,632 (0%) 0% 115.9 40,000 Common Stock
Dean M. Harrison Director Grant, award, or other acquisition of securities at price $ 116.88 per share. 30 Jun 2021 56 15,688 (0%) 0% 116.9 6,545 Common Stock
St Joyce Clair Executive Vice President Sale of securities on an exchange or to another person at price $ 120.00 per share. 21 May 2021 6,568 0 (0%) 0% 120 788,160 Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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